Manager Producer Compliance

As the Manager of Producer Compliance, you’ll develop and manage a compliance oversight program of Mutual of Omaha producers, including brokers, agents, and representatives. You’ll be accountable for managing a team of compliance consultants who will perform compliance oversight of brokers, agents, and representatives. This role is also responsible for broker-dealer and investment advisor compliance functions to support our broker-dealer and investment advisory arm, Mutual of Omaha Investor Services, Inc. (“MOIS”). You will collaborate closely with internal business partners to ensure ongoing compliance with regulations and internal procedures. WHAT WE CAN OFFER YOU: Estimated Salary: Minimum: $112,000 - $151,000, plus annual bonus opportunity. 401(k) plan with a 2% company contribution and 6% company match. Work-life balance with vacation, personal time and paid holidays. See our benefits and perks page for details. Applicants for this position must not now, nor at any point in the future, require sponsorship for employment. WHAT YOU'LL DO: Develop, oversee, and manage producer compliance program, including but not limited to: continuous monitoring / surveillance oversight, utilizing data analytics and technologies, and identifying, assessing and managing risk. Lead a team of compliance professionals to effectively perform compliance and producer oversight functions. Collaborate with internal business partners to perform effective oversight of producer activities. Identify p