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Cambridge Investment Research100% Remote

Regional Director, Supervision

Employment

Full-time

Remote Scope

US

Date Posted

Oct 22, 2026

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About the Role

Job Summary Cambridge Investment Group is seeking a Regional Director to provide supervisory compliance, and relationship management support within the Advocacy and Supervision department. This role works under the direction of Advocacy and Supervision leadership to support Financial Professionals by forming strong partnerships with the firm, while ensuring business activities are conducted in accordance with firm policies, procedures, and applicable regulatory requirements. The ideal candidate brings strong judgment, service orientation, and the ability to balance flexibility, accountability, and compliance in a collaborative, high-performing environment. Key Deliverables and Responsibilities Serve as a trusted resource for Financial Professionals on business strategy, industry changes, branch office growth, and firm resources. Plan regular visits to Financial Professional offices, strengthening partnerships with the firm.. Identify Financial Professionals with growth opportunities and partner with internal teams to develop and implement strategies that support their success. Collaborate with Financial Professionals to shape and communicate new policies, procedures, and services. Supervise securities activities by reviewing sales activity, correspondence, regulatory documentation, exception reporting, and related supervisory items. Serve as an escalation contact for OSJ Supervisors and designees, Financial Professionals, and internal partners. Maintain a strong understanding

Required Skills & Technologies

Regional-DirectorDirector-of-SupervisionCompliance-DirectorFinancial-Services-DirectorRegional-Director-(RD)
Link verified: 10/22/2026

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